A
Axis Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$7,710,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
53
9% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
53
Average account size
$145,472
About
Axis Financial, LLC is an independent, single-advisor registered investment adviser serving individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm provides financial planning and consulting, portfolio analysis and investment recommendations, selection of third-party money managers, and pension consulting, typically delivering ongoing portfolio management on a non-discretionary basis and using percentage-of-AUM fee arrangements.
Axis Financial follows a consultative, non-discretionary process: it collects client financial information, delivers written financial plans, and seeks client approval before reallocations or manager changes. The firm generally recommends exchange-traded funds for smaller accounts and applies fundamental analysis and long-term purchase strategies, while referring larger accounts to third-party asset managers it monitors and may share fees with.
Notable features that differ from many peers include an affiliation with a licensed insurance agency and associated persons who are licensed insurance agents and may earn commissions from insurance sales. The firm also reports serving charitable organizations and providing pension consulting, manages $7.71 million of client assets on a non-discretionary basis, and does not vote proxies on clients’ behalf.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Financial analysis and investment recommendation services
Financial analysis and investment recommendation services
Fee options
Fixed financial planning fees range from $250 to $2,500
0.50% to 1.50% of assets under management (negotiable based on complexity and asset amount)
Commissions earned by Associated Persons on insurance product sales, separate from advisory fees
Hourly fees for financial planning/consulting services set at $75 per hour
Account minimum: $400 per year minimum fee to open and maintain an advisory account (may be waived at discretion) Minimum fee: Minimum fee of $400 per year to open and maintain an advisory account, may be waived at discretion Fee-only: Financial planning fixed fees ranging from $250 to $2,500; hourly fees at $75/hour; advisory fees based on assets under management from 0.50% to 1.50%
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Axis Financial, LLC
204 West Main Street
Odon IN 47562, United States
Number of offices
1
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")