Axiom Wealth Strategies, LLC

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Client assets under management

$122,372,002

Clients

272

25% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

136

Very High

Average account size

$449,897

About

Axiom Wealth Strategies provides discretionary investment management and financial planning to individuals (including high-net-worth clients), pension plans, trusts, and businesses. The firm reports approximately $124.7 million in discretionary assets and offers its Strategic Wealth Management program alongside written financial plans tailored to client circumstances.

The firm uses a mix of fundamental, technical and cyclical analysis and implements long-term, short-term and trading strategies as appropriate to client objectives. Axiom also employs derivatives and option strategies — including covered calls and multi-leg spreads for hedging and tactical positioning — and generally manages client accounts on a discretionary basis.

Axiom’s brochure discloses several paid marketing and referral agreements (including arrangements with SmartAsset, WiserAdvisor and SmartVestor) and notes membership and advertising fees and lead‑generation payments as part of its client acquisition approach. The firm also has a commonly owned tax-preparation affiliate, Axiom Tax Strategies, LLC, and receives practice‑management support and access to educational events through its custodian relationship with LPL, arrangements the firm identifies as potential conflicts of interest.

Client services

Financial planning Portfolio management Pension consulting Educational seminars or workshops

Expertise

Options & derivatives strategies

Fee options

Fixed

$1,000 to cover setup and first 3 hours of financial advising for financial planning

Percentage

$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 1.00% $3,000,001+: 0.75%

Project-based

$150 per hour for additional financial planning hours beyond initial 3 hours included in $1,000 setup fee

Other

Account minimum: $300,000

Main office location

Axiom Wealth Strategies, LLC

243 Sw Scalehouse Loop, Suite 5 B

Bend OR 97702, United States

Number of offices

Most active in

Idaho · Oregon · Texas · Washington

Disclosures

Business activities & affiliations

Is active or affiliated with:

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook X YouTube Website 541-389-7777

Advisors at this firm

Neal R

Series 63, Series 66

Bend, OR

Axiom Wealth Strategies, LLC

Neal Richards is a financial advisor with Axiom Wealth Strategies, LLC in Bend, OR, holding Series 63 and Series 66 licenses and bringing 17 years of industry experience. His prior roles include positions at Cascade Financial Strategies and Wells Fargo Advisors. Outside of his advisory work, Neal is the owner of Axiom Tax Strategies and serves as a board member for Immanual Classical School. Axiom Wealth Strategies provides continuous portfolio management and comprehensive financial planning to individuals, trusts, pension plans, and small businesses. The firm uses a combination of fundamental, technical, and cyclical analysis and employs strategies ranging from long-term holdings to shorter-term trading, including options and derivative strategies within discretionary managed accounts.

Options & derivatives strategies

Grant F

Series 65

Bend, OR

Axiom Wealth Strategies, LLC

Grant Finter is a financial advisor at Axiom Wealth Strategies, LLC in Bend, Oregon, holding a Series 65 designation with one year of industry experience. He has been with Axiom Wealth Strategies since 2024. Axiom Wealth Strategies provides continuous portfolio management and comprehensive financial planning to individuals, trusts, pension plans, and small businesses. The firm uses a blend of fundamental, technical, and cyclical analysis, employing strategies that range from long-term holdings to shorter-term trading, including options and derivative techniques for hedging and speculative purposes.

Options & derivatives strategies

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