Awoye Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$2,131,183
Total clients
31
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
31
Average account size
$68,748
About
The firm serves individuals, high‑net‑worth individuals, trusts, estates and business entities with discretionary asset management, one‑time and ongoing financial planning, business and cash‑flow consulting, and ERISA retirement‑plan services. It also provides public seminars and workshops and operates a financial‑literacy e‑course and related educational content as part of its advisory offering.
Investment programs are tailored to each client’s goals, time horizon and risk tolerance, with asset allocation, security selection and ongoing monitoring performed on a discretionary basis and periodic (typically quarterly) reviews to consider rebalancing and tax opportunities. The firm’s stated methods include fundamental, technical and cyclical analysis and its strategies may include long‑ and short‑term positions, options trading, margin and the use of derivatives in separately managed accounts.
What distinguishes this small, single‑advisor firm is the combination of services and license activities that are less common among peers: it offers limited‑scope ERISA 3(21) pension consulting, the advisor is also a licensed insurance agent and registered representative who offers insurance and brokerage products for separate compensation, and the firm actively runs educational seminars and a paid financial‑literacy course. These outside business activities and the use of derivatives in managed accounts are disclosed in the brochure and are managed through the firm’s fiduciary policies, code of ethics and client disclosures.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Business advisory
Expertise
Business Financial Management
Retirement plans for business owners (SEP, solo 401k)
Cash flow / budgeting
General estate planning guidance
Fee options
$0 - $1,000,000: 1.00% annually $1,000,001 - $5,000,000: 0.75% annually $5,000,001 - $10,000,000: 0.50% annually $10,000,001 - $25,000,000: 0.25% annually $25,000,001+: 0.15% annually
Fee-only: Financial planning: one-time fixed fee $250 to $10,000; ongoing financial planning: monthly fixed fee $1,000 to $7,000; business planning: monthly fixed fee $2,000 to $10,000; seminars/workshops: $25 per person
Main office location
Awoye Capital, LLC
Bay Shore NY, United States
Number of offices
1
Most active in
Awoye Capital, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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