A
Avalon Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,300,000
Clients
28
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
28
TypicalAverage account size
$153,571
About
Avalon Financial provides discretionary investment management and complimentary financial planning to private individuals across taxable, retirement, and educational accounts. Services include portfolio construction using stocks, bonds, ETFs, mutual funds and select cryptocurrencies, account setup and transfers, and guidance on banking, budgeting, insurance, and annuities.
The firm follows a long-term, buy-and-hold approach grounded in fundamental analysis of individual companies and macroeconomic research, favoring U.S. stocks over ETFs or bonds and advising against leverage, options, margin, and forex. Portfolios are managed within each client’s risk profile with controls to limit concentration (generally no single stock over 15%), periodic reviews, quarterly performance reporting, and tax-aware holding practices.
Notably, Avalon Financial produces and distributes a quarterly client newsletter that summarizes economic factors and market updates — a feature uncommon among independent peers. Its modest asset base and client roster support hands-on monitoring and personalized follow-up, and the firm has selected a national custodian to facilitate low-cost execution and reporting.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Expertise
College savings (529s, UTMA, etc.)
General retirement planning
Annuities
Fee options
0.50% annually (charged quarterly at 0.125% per quarter)
Main office location
Avalon Financial LLC
Slayton MN, United States
Number of offices
1
Most active in
Avalon Financial LLC has reported serving >5 clients in these states in the last 12 months.
Minnesota · South Dakota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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