Avalon Financial Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,107,889
Total clients
3
67% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
3
Average account size
$1,369,296
About
Avalon Financial Advisors serves individual clients and trusts, offering financial planning, ongoing investment management, and consultative hourly advice on topics such as retirement, taxes, estate planning, and special needs. The firm operates as a solo, fee-only registered investment adviser with a small client base and provides ongoing portfolio oversight on a non‑discretionary basis as well as limited‑scope planning engagements.
The firm’s investment approach is grounded in Modern Portfolio Theory, diversification across multiple asset classes, and fundamental analysis, with primary use of no‑load mutual funds, ETFs, individual fixed income, and occasional individual equities. Portfolios are reviewed periodically and rebalanced with client approval, and the adviser explicitly considers tax efficiency, employer plan constraints, and written investment policy statements when setting allocations and risk tolerances.
What is distinctive about the firm is the principal’s cross-disciplinary credentials: the principal is an Enrolled Agent and a licensed real estate broker who operates an affiliated tax and bookkeeping practice and may be separately engaged to advise on tax or real estate matters — affiliations that are uncommon among independent solo advisory firms. The firm also emphasizes non‑discretionary management (client approval required for trades) and discloses potential conflicts from its tax and real estate activities while noting it does not accept commissions on recommended investment products.
Client services
Financial planning
Portfolio management
Expertise
Early retirement planning
General retirement planning
Income planning
Fee options
$325 per hour, billed in 1/10 hour increments
Account minimum: $5,000 per year Minimum fee: $5,000 per year for Investment Management Services Fee-only: Investment Management Services charged as an annual fixed fee, paid in quarterly installments; Hourly financial advisory services charged at $325/hour
Main office location
Avalon Financial Advisors
23272 Mill Creek Dr, Ste 205
Laguna Hills CA 92653, United States
Number of offices
1
Most active in
Avalon Financial Advisors has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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