Avalon
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$31,442,447
Total clients
41
37% high-net worth
Total advisors
1
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
41
Average account size
$766,889
About
Avalon provides investment management and wealth management services to a small roster of individual and institutional clients, including high-net-worth individuals. Services described in the brochure include model-based portfolio management, comprehensive financial planning (retirement, tax, estate, education), and ancillary planning services such as Social Security forecasting and healthcare cost analysis.
The firm emphasizes a rules-based, relative-strength investment process and operates a wide suite of model portfolios that span equity, fixed income, multi-asset and options-based strategies, with monthly rebalancing and algorithmic selection tools. Avalon also customizes plans for each client through an initial financial assessment and ongoing portfolio reviews, while offering options overlays and hedging tools for qualified accounts.
Compared with many peers, Avalon publishes a free weekly market commentary (ADAPT WEEKLY) and discloses backtested model performance for certain strategies, and it uses performance-based fee arrangements for several models as well as a limited-time client choice to pay only a performance fee in lieu of an asset-based fee. Management also operates a separate subscription-based market research/publishing business that provides analysis and tools to self-directed and professional investors, a feature not commonly found among firms of similar size.
Client services
Portfolio management
Newsletters or periodicals
Sub-advisory services
Expertise
Options & derivatives strategies
Concentrated stock management
Active portfolio management
Wealth management
Retirement income strategy
Fee options
Flat 1.50% fee of assets managed under certain circumstances; Sub-advisory flat fee 0.30%-0.50%
$0 - $1,000,000: Varies by model, e.g., 1.00% to 2.00% depending on model $1,000,001 - $3,000,000: Varies by model, e.g., 0.90% to 1.70% $3,000,001 - $5,000,000: Varies by model, e.g., 0.70% to 1.50% $5,000,001 - $10,000,000: Varies by model, e.g., 0.65% to 1.35% $10,000,001+: Varies by model, e.g., 0.55% to 1.00%
15% performance fee over 10-year Treasury on Model 5; 20% of appreciation on Models 14, 19, 23; offered as option for first 12 months for qualified clients with 20% performance fee only
Free subscription service including weekly market commentary called ADAPT WEEKLY
Account minimum: $1,000,000
Main office location
Avalon
980 North Federal Highway #110
Boca Raton FL 33432, United States
Number of offices
2
Most active in
Avalon has reported serving >5 clients in these states in the last 12 months.
Florida · Louisiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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