AVA Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$64,587,005
Clients
35
89% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
35
TypicalAverage account size
$1,845,343
About
The firm provides investment consulting and discretionary portfolio management to individuals, high‑net‑worth individuals, trusts, estates, corporations and other business entities, managing roughly $64.6 million across about 35 client accounts as of March 27, 2026. Services are delivered on a fee basis and client assets are held at independent custodians.
The adviser follows a research-driven, concentrated equity approach, researching individual securities via SEC filings, company disclosures and financial models and allocating to exchange‑listed and over‑the‑counter equities, listed options, publicly traded limited partnerships and fixed income. The brochure notes the use of listed options (derivatives) within separately managed accounts, a practice that is relatively uncommon among independent advisers and that can increase company‑ and industry‑specific risk exposure.
The firm operates as a solo practitioner and is highly reliant on its founder for day‑to‑day services, and the brochure states the firm may choose to cease operations if that individual becomes unavailable, representing an operational concentration risk. Other noteworthy features include a generally unenforced $400,000 stated account minimum, occasional block trading, and a policy of not routinely voting proxies except under specific client agreements.
Client services
Portfolio management
Expertise
Concentrated stock management
Fee options
Flat rate fee may be charged in certain circumstances (no specific amount stated)
Account minimum: $400,000 Minimum fee: $4,000 minimum annual fee
Most active in
AVA Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
Louisiana · Tennessee · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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