Auxan Capital Advisors, LLC

Auxan Capital Advisors is a mid-sized advisory team that serves individual and high‑net‑worth clients, trusts, charitable organizations, and employer retirement plans. The firm provides discretionary portfolio management across both active and passive strategies, and offers retirement plan advisory services in a limited‑scope (3(21)) fiduciary role.

The firm’s investment process blends statistical modeling with charting, fundamental, technical, and cyclical analysis to construct and re‑optimize client portfolios, with an emphasis on adjusting equity and bond exposure based on measured market risk. Portfolios may be managed directly or via selected sub‑advisors and can employ trading techniques such as options, margin/borrowing, short sales, and leveraged or inverse products, which the firm identifies as carrying elevated risk.

Auxan discloses several features that are less common among similar team firms: one of the firm’s owners operates a separate, full‑time real estate business that is disclosed as an affiliated but non‑soliciting activity, and some advisory representatives are licensed insurance agents who receive external compensation from insurance sales. The firm also uses multiple custodial platforms (including Betterment, Charles Schwab, and Interactive Brokers), leverages borrowing and margin in managed accounts, and documents these relationships and potential conflicts with mitigation procedures.