Austin National Financial Services

Austin National Financial Services provides individual portfolio management and focused financial consulting to both non‑high‑net‑worth and high‑net‑worth individuals. The firm reports managing approximately $2,757,914 on a non‑discretionary basis for a very small client base (three clients) and offers ongoing advisory services including retirement and estate planning guidance.

Portfolios are managed according to each client’s stated objectives, time horizon and risk tolerance, with account reviews at least monthly and quarterly performance reporting. In forming recommendations the firm uses a blend of analysis techniques — including fundamental, technical, quantitative, qualitative and cyclical analysis — and may pursue long‑term purchase strategies and asset allocation approaches where appropriate.

What differentiates the firm from many peers is its affiliation with a broker‑dealer and access to a Fidelity 403(b) platform, and that the principal also serves as a registered representative and licensed insurance agent; the brochure discloses the potential for recommending commissionable products and insurance and describes supervisory controls and conflict‑of‑interest disclosures. The firm also notes that it generally implements trades separately rather than blocking orders, does not vote client proxies, and emphasizes non‑discretionary implementation of investment decisions.