Austin Money Management Corporation

Austin Money Management Corporation provides fee-based investment management and financial planning to individuals — including high-net-worth clients — as well as to institutional clients such as pension and profit-sharing plans, trusts, and other entities. The firm also offers pension consulting and retirement-plan services, including both non‑discretionary ERISA 3(21) support and discretionary ERISA 3(38) plan-level services, plus participant education and one‑on‑one participant advice.

The adviser applies customized portfolio management with a tactical asset‑allocation emphasis, using fundamental and technical analysis and primarily recommending exchange‑traded funds and mutual funds; cash positions are used tactically for hedging and tax‑harvesting. AMMC offers both wrap and non‑wrap account arrangements, provides model portfolios for plans, and discloses use of artificial intelligence tools to support its services.

Distinctive features in the brochure include a total asset base of roughly $296 million, which represents a relatively large level of assets for a small advisory firm, and the fact that AMMC sponsors and acts as portfolio manager for its own wrap‑fee program that bundles trading costs into the advisory fee. The firm also discloses advisory access to private equity and commercial real‑estate opportunities for qualified investors and that some advisory personnel hold insurance licenses to sell fixed insurance products, a relationship the brochure identifies as a potential conflict of interest.