Austin Creek Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$7,351,644
Clients
23
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
23
TypicalAverage account size
$319,637
About
Austin Creek Capital, LLC is a state-registered independent investment adviser that manages about $7.5 million for a small client base of individuals, high‑net‑worth clients and corporate or business clients. The firm provides tailored investment management and comprehensive financial planning services, including business planning and employee benefits analysis as part of its planning engagements.
The firm’s investment approach is grounded in Modern Portfolio Theory and primarily employs a passive, asset‑allocation strategy using index mutual funds and ETFs, with discretionary portfolio management aligned to each client’s risk profile and objectives. It also offers ongoing comprehensive financial planning through an initial onboarding process and a continuing planner relationship, and accommodates reasonable client‑imposed restrictions on investments.
Notably, Austin Creek explicitly lists corporations and institutional clients among its client types, an offering that is uncommon for independent one‑advisor firms and is paired with business consulting services. The firm does not participate in wrap fee programs, does not vote client proxies, and typically recommends an independent custodian while acknowledging access to broker‑provided research and support services.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Business ownership considerations
Fee options
$0 - $250,000: 1.25% $250,001 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.85% $5,000,001+: 0.75%
Fee-only: Ongoing Comprehensive Financial Planning: upfront $3,000 plus $200-$3,000 per month (negotiable); Single-engagement Financial Planning: $3,000 - $10,000 (negotiable)
Main office location
Austin Creek Capital, LLC
131 Camino Alto, Suite D2
Mill Valley CA 94941, United States
Number of offices
1
Most active in
Austin Creek Capital, LLC has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
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Instagram
Website
415-322-9314
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