Auspicious Financial Planning, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$277,960,000
Clients
193
44% high-net worth
Advisors
1
of 2 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
193
Very HighAverage account size
$1,440,207
About
Auspicious Financial Planning provides discretionary investment management and financial planning to individuals, high-net-worth clients, trusts, estates, charitable organizations, and business entities. The firm offers a Wrap Comprehensive Portfolio Management service and discloses $277.96 million in regulatory assets under management.
The firm operates under a stated fiduciary duty and delivers individualized advice with at least annual account reviews and the ability for clients to place reasonable investment restrictions. Its investment approach mixes fundamental, technical and cyclical/charting analysis and uses ETFs, mutual funds and equities across long-term, short-term and active trading strategies as appropriate to client objectives.
Distinctive features include an unusually large asset base and client roster relative to the advisory team size, a configuration that is uncommon among similar supported firms. The firm also sponsors its own wrap fee program and maintains a recommended custody relationship with Schwab, through which it receives institutional support services that inform its operations.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Active portfolio management
Passive / index investing
Fee options
0.20% to 0.80% annually, negotiable
Main office location
Auspicious Financial Planning, LLC
2603 Camino Ramon, Suite 200
San Ramon CA 94583, United States
Number of offices
2
Most active in
Auspicious Financial Planning, LLC has reported serving >5 clients in these states in the last 12 months.
California · Florida · New York · Pennsylvania · Texas · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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