Aurora Strategic Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$23,100,000
This total excludes 9 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
347
2% high-net-worth
Advisors
1
of 4 employees
Firm type
Supported
1-4 advisors or >$200M in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
347
Very HighAverage account size
$66,571
About
Aurora Strategic Advisors provides investment advisory and financial planning services to individuals, high-net-worth clients, businesses, estates, and corporate retirement plans, including consulting and education for participant-directed 401(k) and 403(b) plans. The firm delivers portfolio management and written financial plans and generally charges percentage-of-assets fees for managed accounts.
The firm gathers client information through interviews and creates customized, documented client profiles to guide asset allocation and risk tolerance; it typically operates on a non-discretionary basis while retaining discretionary authority for some accounts. Investment analysis draws on fundamental, technical/charting, and cyclical methods, and accounts are reviewed continuously with updates triggered by market events or client changes.
Distinctive features include an unusually high client-to-advisor ratio — the brochure lists roughly 347 clients with a single principal advisor — and disclosed disciplinary history in the ADV, including prior arbitration claims and an award, which the firm directs prospective clients to review. The brochure also notes an affiliated insurance agency through which the firm’s principal may receive insurance compensation and a recently added surety bond, both items that bear on conflicts of interest and oversight.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Income planning
General tax planning
Charitable giving & philanthropy
Fee options
$0 - $650,000: 1.50% for Equity/Balanced portfolios; 1.25% for Fixed Income portfolios $650,001 - $1,500,000: 1.25% for Equity/Balanced portfolios; 0.85% for Fixed Income portfolios $1,500,001 - $1,999,999: 0.90% for Equity/Balanced portfolios; 0.70% for Fixed Income portfolios $2,000,000+: 0.75% for Equity/Balanced portfolios; 0.60% for Fixed Income portfolios
$175 per hour for specific investment analysis or retirement program planning
Account minimum: $150,000 Minimum fee: Minimum financial planning fee of $1,000 Fee-only: Financial planning fee minimum $1,000; hourly planning at $175/hour
Main office location
Aurora Strategic Advisors, LLC
208 E 5 Th Street
Lumberton NC 28358, United States
Number of offices
2
Most active in
Aurora Strategic Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")