Aurora Strategic Advisors, Llc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$24,400,000
This total excludes 7 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
282
2% high-net worth
Total advisors
1
of 4 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
282
Average account size
$86,525
About
Aurora Strategic Advisors serves individual clients, including both high-net-worth and non‑high‑net‑worth households, providing portfolio management and related financial planning services; like most supported firms it generally charges percentage‑of‑AUM fees. The brochure reports approximately $24.4 million in assets under management and indicates the firm’s principal is responsible for supervisory oversight of the advisory process.
The firm’s principal brings long tenure in the securities industry with broker‑dealer and investment roles and holds Series 7 and Series 65 registrations, and supervises the firm’s investment activities as Chief Compliance Officer. Aurora also operates an affiliated insurance agency established in 2023 and the principal may receive third‑party insurance compensation, so advisory services can be delivered alongside insurance product placement.
The firm’s brochure discloses past arbitration matters from 2002 — an arbitration claim in April 2002 for $1,454 and an arbitration award on November 4, 2002 for $65,000 — which is an uncommon disclosure for supported firms. The firm also reports an unusually high client load relative to its advisory staffing (about 282 clients reported) and the principal’s concurrent academic roles as a consultant/lecturer and enrollment in a PhD program are additional distinguishing features.
Client services
Financial planning
Portfolio management
Pension consulting
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Aurora Strategic Advisors, Llc
208 E 5 Th Street
Lumberton NC 28358, United States
Number of offices
2
Forms ADV
Quick links
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