Aurea Investments LLC

Aurea Investments LLC provides discretionary and non-discretionary portfolio management and comprehensive financial planning — including tax-aware planning and estate coordination — primarily for individual and high-net-worth clients and for retirement plan sponsors. The firm also offers 401(k) advisory services with both ERISA 3(38) discretionary management and 3(21) non-discretionary investment advice for plan sponsors.

The firm describes a disciplined investment process that blends fundamental analysis, macroeconomic review, and quantitative screening, and typically constructs diversified portfolios using ETFs, individual equities, and investment‑grade fixed income. Fees are charged on a blended, percentage-of-AUM basis, and the firm may use listed index-options overlays (cash-secured puts, covered calls/collars, and defined‑risk spreads) for income or risk management, with clients provided the OCC options booklet before authorization.

What is notable about Aurea is its scale and scope: it manages roughly $300,000 in discretionary assets across a small number of client relationships, yet offers institutional-style retirement plan fiduciary services and implements options overlays when suitable. The firm’s principal also maintains outside business activities with material weekly time commitments, some of which may occur during market hours, a factor prospective clients may want to consider.