Aulestia Wealth Management, Inc.

Aulestia Wealth Management provides portfolio management, family office consulting, and pension consulting to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, and charitable organizations. The firm prepares customized Investment Policy Statements and delivers ongoing monitoring and consolidated reporting of both assets under management and assets held away.

The firm’s investment process blends fundamental and technical analysis with modern portfolio theory and implements long‑term trading strategies, typically using ETFs alongside mutual funds, fixed income, real estate funds, annuities, and select private investments. Risk tolerance and account guidelines are documented in each client’s Investment Policy Statement, and the firm generally manages accounts on a discretionary basis consistent with client objectives.

Several features disclosed in the brochure are less common among peers: the firm’s principal is licensed to sell fixed indexed annuities through independent marketing organizations and receives commissions and related economic benefits, and the firm offers formal pension consulting services for employer retirement plans. The firm also organizes and advises special‑purpose vehicles for private investments (entitling the organizer to carried interest), provides family office consolidation of AUA/AUM, and discloses these outside activities and potential conflicts in client files.