Augusta Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$33,447,000
Total clients
12
67% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
12
Average account size
$2,787,250
About
Augusta Capital LLC provides customized investment management and related advisory services to individuals, high net worth individuals, trusts, and estates and acts as a fiduciary to its clients. The firm delivers discretionary portfolio management and financial planning services and, per its Form ADV, manages client assets on a discretionary basis (approximately $27.5 million as of December 31, 2024) with fees charged as a percentage of assets and billed quarterly in advance.
The advisor generally follows a long‑term investment orientation but will buy, sell, or reallocate positions held less than one year for rebalancing, cash needs, or changes in market conditions. Portfolios are constructed from ETFs, mutual funds, individual stocks and bonds after internal due diligence, and the firm combines fundamental and technical analysis to set asset allocation, sector weightings, and risk management, allowing clients to place reasonable investment restrictions.
The firm’s principal holds the Chartered Market Technician (CMT) designation and has prior principal‑level experience, reflecting a stronger emphasis on technical analysis than many peers. Augusta Capital operates as a small, advisor‑run practice that supports concentrated client relationships, maintains an institutional relationship with Schwab that provides platform tools and research (a disclosed potential conflict), and does not accept proxy‑voting responsibility for client securities.
Client services
Portfolio management
Expertise
Active portfolio management
Tax-loss harvesting
Fee options
$0 - $2,000,000: 0.90% Over $2,000,000+: 0.75%
Main office location
Augusta Capital LLC
Roanoke VA, United States
Number of offices
2
Most active in
Augusta Capital LLC has reported serving >5 clients in these states in the last 12 months.
Virginia · Wyoming
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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