Augulis Financial Firm, L.L.C.

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Client assets under management

$54,072,000

Clients

24% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Low

Average account size

$795,176

About

Augulis Financial Firm provides portfolio management and financial planning to individual and high‑net‑worth clients, overseeing roughly $54 million in discretionary assets across about 68 client relationships with two advisors. The firm also offers public educational seminars and coordinates other professionals (e.g., lawyers, accountants, insurance agents) on an as‑needed basis to support client planning.

Investment programs are tailored to each client’s stated goals, time horizon and risk tolerance, and the firm employs fundamental and technical analysis in constructing portfolios while conducting periodic account reviews. AFF may hire sub‑advisors to manage all or portions of client assets and retains responsibility for the ongoing relationship and oversight of those sub‑advisor arrangements.

What distinguishes the firm from many peers is its affiliation with other financial and legal activities: one managing member operates a trust and estate law practice and sells insurance as a sole proprietor (noting the legal practice is described as his primary business), while the other managing member spends a portion of his time as a licensed insurance agent. These cross‑services and the firm’s free seminars are disclosed as potential conflicts of interest in the brochure, and clients are informed they are not required to use affiliated products or services.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

Wealth management General estate planning guidance Retirement income strategy College savings (529s, UTMA, etc.)

Fee options

Percentage

$0 - $500,000: 1.0% $500,001 - $1,000,000: 0.85% $1,000,001 - $5,000,000: 0.75% $5,000,001+: 0.65%

Main office location

Augulis Financial Firm, L.L.C.

5 Mountain Blvd., Suite 9 B

Warren NJ 07059, United States

Number of offices

Most active in

New Jersey

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Lawyer

They provide legal services, typically billed separately.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 908-834-8040

Advisors at this firm

Fred B

Series 63, Series 65

Warren, NJ

Augulis Financial Firm, L.L.C.

Fred Busler is a financial advisor with Augulis Financial Firm, L.L.C., holding Series 63 and Series 65 licenses and bringing 17 years of industry experience. He has been with Augulis Financial Firm since 2016 and also works with FRB Services as an insurance agent and tax preparer. Augulis Financial Firm provides portfolio management and financial planning to individual and high-net-worth clients, overseeing approximately $54 million in discretionary assets. The firm tailors investment programs to clients' goals and risk tolerance, employs both fundamental and technical analysis, and offers public educational seminars while coordinating with other professionals as needed.

Wealth management General estate planning guidance Retirement income strategy College savings (529s, UTMA, etc.)

Alan A

Series 65

Warren, NJ

Augulis Financial Firm, L.L.C.

Alan Augulis is a financial advisor with Augulis Financial Firm, L.L.C., holding a Series 65 credential and over 21 years of industry experience. He has worked at Augulis Financial Firm since 2016 and previously at Questar Asset Management and Questar Capital Corporation. In addition to his financial advisory role, he owns and operates Augulis Law Firm, providing legal services focused on estate planning and elder law, and also works as an insurance agent conducting insurance reviews for legal clients. Augulis Financial Firm offers portfolio management and financial planning services primarily to individual and high-net-worth clients. The firm combines fundamental and technical analysis in portfolio construction, conducts periodic account reviews, and coordinates with other professionals to support client planning.

Wealth management General estate planning guidance Retirement income strategy College savings (529s, UTMA, etc.)

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