Auerbach Investment Services, LLC

Auerbach Investment Services provides tailored investment and wealth management to individuals (including high‑net‑worth clients), corporations and pension/profit‑sharing plans, offering both discretionary and non‑discretionary portfolio management as well as pension consulting services. The firm typically implements either traditional model portfolios (moderate, growth, aggressive) or an AIS Prime portfolio and consults with clients on risk tolerance, time horizon and investment objectives to determine suitable allocations.

AIS uses a broad range of instruments — including individual equities and fixed income, ETFs, options, futures and other derivatives (and may include crypto exposure where appropriate) — and measures account performance against market indices and peer managers while combining model outputs with professional judgment. The firm also offers performance‑based fee arrangements for eligible clients and discloses policies intended to address conflicts created by side‑by‑side management and valuation of less liquid holdings.

Noteworthy distinctions include the firm’s disclosure and use of performance results in communications, the presence of licensed insurance agents among its supervised persons who may, in their individual capacities and on a disclosed commission basis, recommend insurance products to clients, and an affiliation with a technology company that has developed trade‑signal algorithms which may be applied to a future AIS portfolio. The brochure documents these relationships and describes internal review procedures and other controls the firm uses to mitigate related conflicts of interest.