ATS Wealth Management

The firm provides financial planning and discretionary asset management to individuals and high‑net‑worth clients, as well as charitable organizations, trusts and businesses. As of December 2025 it reported about $383.6 million in assets under management across 471 client relationships and operates with a three‑advisor team.

ATSWM implements model portfolios (aggressive growth through conservative) that typically include stocks, mutual funds, ETFs, fixed income and, when appropriate, options and margin, and it uses unaffiliated third‑party advisers and sub‑advisers to design and monitor those models. Management is generally discretionary, portfolios are rebalanced following client meetings or cash flows, and the firm also offers variable annuity sub‑account management and non‑managed “courtesy” accounts for reporting purposes.

The brochure highlights several features that are uncommon for similarly sized supported firms: the firm’s publishing activity (newsletters, magazines and books produced through an affiliated publishing entity that accepts advertising) and periodic public educational seminars and workshops offered at no charge. It also documents formal affiliations with an external broker‑dealer/branch dba and the use of representatives who serve as registered representatives, IARs and insurance agents — relationships that create potential conflicts of interest the firm addresses through disclosures, a Code of Ethics and specific procedures (including a 12‑month waiver of management fees on newly sold annuities), and the combination of nearly 500 clients and $383M AUM on a three‑advisor platform is a relatively high client load for a small advisory team.