Atlantis Asset Management, LLC logo

Atlantis Asset Management, LLC

Updated today

Client assets under management

$18,200,000

Clients

6

50% high-net worth

Advisors

3

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

2

Very Low

Average account size

$3,033,333

About

Atlantis Asset Management is a small, fee-based SEC-registered investment adviser that serves individuals, trusts, estates, pension and other business clients. It provides discretionary portfolio management across equities, fixed income, mutual funds, ETFs, options and other public and private investments, and can advise on assets held away from the firm’s primary custodian.

Portfolios are team-managed with weekly investment meetings and are tailored to each client’s stated goals, with account reviews conducted at least monthly. The firm combines macro, fundamental, technical and cycle analysis and implements strategies that include long- and short-term equity positions, covered-call writing and option-based hedges; derivatives are used primarily as a risk-management tool rather than for routine leverage.

Compared with peers, Atlantis is notable for using derivatives within separately managed accounts to reduce volatility — a practice that a minority of similar firms employ — and for limiting leverage unless specifically requested by a client. The firm manages a small number of client relationships on a discretionary basis, does not routinely vote proxies (custodian delivers proxy materials directly to clients), and discloses arrangements to provide stock-selection services to an external adviser and oversight of third‑party‑managed assets.

Client services

Portfolio management

Expertise

Active portfolio management Options & derivatives strategies Wealth management

Fee options

Percentage

$100,000 - $500,000: 1.50% annualized $500,000 - $2,000,000: 1.25% annualized $2,000,000 - $5,000,000: 1.00% annualized $5,000,000+: Negotiable

Other

Account minimum: $250,000

Most active in

New York

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Michael C

Series 63, Series 66

New York, NY

Atlantis Asset Management, LLC

Michael Cohn is a financial advisor at Atlantis Asset Management, LLC with 7 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Atlantis Asset Management since 2005. Atlantis Asset Management is a small, fee-based SEC-registered investment adviser serving individuals, trusts, estates, pension, and business clients. The firm offers discretionary portfolio management using a combination of macro, fundamental, technical, and cycle analysis, and is notable for employing derivatives to reduce volatility within separately managed accounts.

Active portfolio management Options & derivatives strategies Wealth management
user avatar

John C

Series 63, Series 65

New York, NY

Atlantis Asset Management, LLC

John Connolly is a financial advisor at Atlantis Asset Management, LLC with six years of industry experience. He holds Series 63 and Series 65 licenses and has worked at New York Life Insurance Company and NYLIFE Securities LLC since 2008 and 2009, respectively. Outside of his advisory role, he is a broker for a health care insurance firm, receiving annual renewal compensation. Atlantis Asset Management is a small, fee-based SEC-registered investment adviser serving individuals, trusts, estates, pension, and business clients. The firm provides discretionary portfolio management utilizing a combination of macro, fundamental, technical, and cycle analysis, and is noted for its use of derivatives primarily as risk-management tools to reduce volatility.

Active portfolio management Options & derivatives strategies Wealth management
user avatar

Duncan B

Series 63, Series 65

New York, NY

Atlantis Asset Management, LLC

Duncan Burke is a financial advisor at Atlantis Asset Management, LLC with 20 years of industry experience. He holds the Series 63 and Series 65 designations and has worked at Westminster Securities since 2002. Atlantis Asset Management is a fee-based SEC-registered investment adviser that serves individuals, trusts, estates, pension, and business clients. The firm offers discretionary portfolio management using a combination of macro, fundamental, technical, and cycle analysis, with a notable focus on employing derivatives for risk management and limiting leverage unless requested by clients.

Active portfolio management Options & derivatives strategies Wealth management
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