ATK Financial Prosperity
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,635,740
Total clients
14
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
14
Average account size
$116,839
About
ATK Financial Prosperity is a state-registered, single-advisor investment adviser that serves individual and high‑net‑worth clients with ongoing financial planning and discretionary investment management, along with project‑based financial plans and hourly consulting engagements. The firm prepares written financial plans, implements portfolios, and provides periodic written or electronic reports as part of its ongoing services.
The firm primarily practices passive investment management and applies Modern Portfolio Theory to set asset allocation targets and construct portfolios using index mutual funds and ETFs, guided by a client‑specific investment policy statement. It also draws on fundamental, technical, cyclical and charting analysis to inform sector and timing decisions, and conducts multiple reviews and meetings per year with clients for ongoing monitoring and implementation.
Noteworthy aspects include the firm’s small scale — approximately $1,635,740 in discretionary assets under management across 14 clients — and its recent establishment and state registration, which align with a highly personalized service model. The brochure also highlights the principal’s institutional finance and investment‑accounting background plus a certificate in data science and visualization, and the firm’s combination of ongoing AUM services, short‑term project engagements, and use of custodians such as Altruist and Charles Schwab, which is less common among peers of similar size.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
Project-based financial planning fixed fee range $3,000 to $10,000; onboarding fee $0 to $2,000; initial financial planning fee $0 to $2,000
$0 - $750,000: 1% $750,000+: Included with Ongoing Comprehensive Financial Planning service fee
$200 per hour, charged in 15-minute increments, minimum engagement 3 hours
Minimum fee: Minimum annual fee of $3,000 paid monthly in arrears Fee-only: Ongoing financial planning fee ranging from $750 to $10,000 per quarter (subject to minimum annual fee of $3,000); project-based financial planning fixed fee $3,000 to $10,000; hourly advice at $200/hour with minimum 3 hours
Main office location
ATK Financial Prosperity
611 Spruce Ct
Oswego IL 60543, United States
Number of offices
1
Most active in
ATK Financial Prosperity has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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