Athos Capital Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$22,700,000
Clients
37
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
37
HighAverage account size
$613,514
About
Athos Capital Advisors is a small independent investment adviser that provides portfolio management and investment consulting to individuals, families, trusts and a range of institutional clients, including charitable institutions and endowments. The firm manages separate accounts using mutual funds, ETFs and individual securities, and also advises clients on selection and monitoring of third‑party investment managers and pooled vehicles.
Athos evaluates investment opportunities through both quantitative and qualitative analysis and structures portfolios to reflect each client’s objectives and risk tolerance, often exercising discretionary authority once engaged. The firm’s manager‑selection process includes operational due diligence—reviewing audited financials, pricing policies and third‑party service providers—and ongoing monitoring of manager performance and adherence to strategy.
Compared with many solo independent advisers, Athos combines retail client services with consulting and due‑diligence work more typical of institutional allocators, and it commonly recommends hedge funds and private investment vehicles as part of its work for clients. The firm also emphasizes institutional‑style manager review and operational checks despite its modest asset base and one‑advisor structure.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Private / alternative investments
Active portfolio management
Fee options
$0+: 1% of client assets under management (typical advisory fee) $0+: 1.0% - 1.5% of client assets under advisement (investment consulting fees, may vary)
Fee-only: Investment advisory fees only; no commissions or sales product fees received.
Main office location
Athos Capital Advisors
Newport Beach CA, United States
Number of offices
1
Most active in
Athos Capital Advisors has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")