Assurance Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$35,523,829
Clients
56
34% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
56
HighAverage account size
$634,354
About
Assurance Wealth Management is a single‑advisor wealth management firm managing roughly $35 million for about 56 clients, primarily individuals and high‑net‑worth individuals. The firm offers discretionary and non‑discretionary portfolio management and comprehensive financial planning and consulting, and it provides access to insurance products through an affiliated insurance practice.
The firm tailors investment programs to client goals, time horizons, and risk tolerance, drawing on Modern Portfolio Theory and technical analysis and, where appropriate, using options and structured notes while documenting client objectives and restrictions. Accounts are reviewed at least quarterly and custodial and execution services are provided by third‑party broker‑dealers, with clients receiving regular account statements from those custodians.
A distinctive feature is the firm’s affiliation with an insurance agency: the principal spends about half of their time on insurance activities and may offer insurance products for separate commission, a relationship the firm discloses and seeks to mitigate through fiduciary procedures and disclosures. As a sole‑advisor practice, supervision and compliance are handled internally, and the firm may waive a planning fee if a client implements recommended strategies through the firm.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Tax-loss harvesting
General retirement planning
Income planning
General tax planning
Fee options
Financial planning fixed fee between $1,500 to $2,500
1.00% annually
Main office location
Assurance Wealth Management
9400 Grogans Mill Rd, Suite #340
The Woodlands TX 77380, United States
Number of offices
1
Most active in
Assurance Wealth Management has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
X
Instagram
Website
(281) 440-4200
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")