A
Assetguard Financial Services Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$962,000
Total clients
37
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
37
Average account size
$26,000
About
Assetguard Financial Services Inc. provides ongoing portfolio management and financial planning services to individual and high‑net‑worth clients. The firm prepares individualized Investment Policy Statements and offers discretionary portfolio management, periodic monitoring, and one‑time or ongoing financial planning engagements.
AGFS’s investment approach emphasizes fundamental analysis and a long‑term trading horizon, typically allocating among mutual funds, equities, fixed‑income securities, and exchange‑traded funds while documenting clients’ risk tolerance and time horizons. The firm states it operates as a fiduciary, seeks fair allocation of investment opportunities across client accounts, and delivers quarterly custodial account reports.
A noteworthy aspect of AGFS is that it also provides accounting services—such as tax consultation, payroll, and tax filing—which the brochure identifies as a potential conflict of interest though clients are not required to engage those services. The firm manages a modest asset base (approximately $684,000 across 29 clients) and discloses having participated in the CARES Act EIDL program to strengthen its balance sheet.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
General retirement planning
Fee options
Fixed financial planning fees between $100 and $5,000
$1 - $1,000,000: 2.00% $1,000,001 - $2,500,000: 1.75% $2,500,001 - $5,000,000: 1.50% $5,000,001 - $7,500,000: 1.40% $7,500,001 - $10,000,000: 1.30% $10,000,001+: 1.20%
$75 to $250 per hour for financial planning services
Fee-only: Fixed fees between $100 and $5,000 for financial planning; hourly fees between $75 and $250
Main office location
Assetguard Financial Services Inc
Smyrna GA, United States
Number of offices
1
Most active in
Assetguard Financial Services Inc has reported serving >5 clients in these states in the last 12 months.
Georgia · Kentucky · Tennessee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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