Asset Strategies Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$51,573,023
Total clients
92
18% high-net worth
Total advisors
3
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
31
Average account size
$560,576
About
Asset Strategies Group, LLC provides investment advisory and consulting services primarily to individual and high‑net‑worth clients, managing roughly $51.6 million in client assets across about 92 relationships. The firm offers Comprehensive Portfolio Management and standalone consulting engagements designed to align portfolios with clients’ goals, risk tolerances, and time horizons.
The firm emphasizes individualized advice and uses a range of analytical methods — including asset allocation frameworks, fundamental and technical analysis, quantitative tools, and Modern Portfolio Theory — to design and monitor portfolios, with daily monitoring and rebalancing as warranted. Because Asset Strategies Group operates on a non‑discretionary basis, it presents investment recommendations to clients and requires client authorization before executing trades rather than exercising discretionary trading authority.
What is distinctive about the firm is its sustained non‑discretionary operating model and the resulting client‑approval process for transactions, a structure less common among peer supported advisers. Ownership and senior personnel bring a mix of registered‑representative experience and legal/business training, and the firm works with a custodial relationship (Charles Schwab) to provide execution and institutional research support.
Client services
Fee options
$10,000 - $99,999: 1.00% $100,000 - $249,999: 0.90% $250,000 - $499,999: 0.80% $500,000 - $999,999: 0.70% $1,000,000 - $4,999,999: 0.60% $5,000,000+: 0.50%
Up to $180 per hour
Account minimum: $10,000
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Asset Strategies Group, LLC
1745 Shea Center Drive, Suite 400
Highlands Ranch CO 80129, United States
Number of offices
4
Forms ADV
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