A
Aspire Advisory Services
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$69,493,000
Total clients
80
31% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
80
Average account size
$868,663
About
Aspire Advisory Services is a state‑registered, fee‑only investment adviser providing comprehensive financial planning, ongoing consultation, and portfolio management to individuals as well as to business clients, charitable institutions, and retirement plans. The firm offers both needs‑specific and comprehensive plans and provides continuous investment management for clients who require regular advice.
The firm uses a primarily fundamental approach to selecting investments, supplemented by technical analysis for timing, and reports managing about $61.2 million in client assets with the majority managed on a discretionary basis. Its practice emphasizes long‑term investing while also employing option‑writing strategies (covered calls and cash‑covered puts) and occasional use of margin; accounts are monitored daily with bi‑weekly reviews and quarterly written reporting.
Noteworthy for a small state‑registered advisory practice, Aspire documents relationships with non‑individual client types and discloses it will not act as an ERISA fiduciary for retirement plans. The brochure also describes a formal continuity agreement with another advisory firm in the event of the adviser’s death or disability, uses Schwab Institutional custody and technology services, and maintains proxy‑voting policies that prioritize shareholder value over social‑issue voting.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Concentrated stock management
Fee options
Scheduled retainer fees, typically negotiated for about a year in advance
$0 - $250,000: 1.0% per year $250,001 - $1,000,000: 0.75% per year $1,000,001+: 0.5% per year Mutual funds and bonds+: 0.5% per year
$80 per hour
Minimum fee: Minimum fee per quarter: $100 Fee-only: Hourly fee: $80 per hour; Scheduled retainers, typically negotiated annually
Main office location
Aspire Advisory Services
104 N School St, Suite 216
Lodi CA 95240, United States
Number of offices
1
Most active in
Aspire Advisory Services has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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