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Aspen Wealth Management, Inc.

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Client assets under management

$82,885,952

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Clients

102

32% high-net worth

Advisors

3

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

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Clients per advisor

34

Low

Average account size

$812,607

About

Aspen Wealth Management provides discretionary investment management and comprehensive financial planning to individuals (including high‑net‑worth clients), retirement plans, trusts, estates, foundations and other entities, managing roughly $83.4 million in client assets. Its services include portfolio management, financial plan development and periodic plan updates, with implementation support that may involve outside professionals.

The firm emphasizes asset allocation as a primary determinant of long‑term portfolio performance, applying both fundamental and technical analysis, quarterly monitoring and rebalancing, and encouraging multi‑year investment horizons. Aspen uses a broad toolkit that can include individual securities, mutual funds, hedge funds, IPO participation and private investments (including private investments where the firm acts as a managing member) and generally operates with discretionary trading authority.

Distinctive features include a small owner‑managed structure with three advisers and sub‑$100 million AUM, established custodial relationships with Charles Schwab and Mainstar Trust, and practices such as standing letters of authorization and direct debit authorizations that can constitute custody under state rules. The brochure also discloses a prior state consent order related to registration procedures and a banking affiliation involving family relationships, both of which may be relevant conflict‑of‑interest considerations for prospective clients.

Client services

Financial planning Portfolio management Selection of other advisers 401(k) plan advisory services

Expertise

General retirement planning College savings (529s, UTMA, etc.) Wealth management Retirement income strategy Debt management

Fee options

Fixed

Fixed dollar fee for comprehensive financial planning quoted upon arrangement; half due at acceptance, balance due at presentation

Percentage

$0 - $1,000,000: 1.00% annually $1,000,001 - $3,000,000: 0.70% annually $3,000,001+: 0.50% annually

Project-based

$125 per hour for special studies or services beyond or in lieu of financial plan development

Other

Account minimum: $100,000 Minimum fee: $250 per quarter (minimum fee for accounts under $100,000)

Main office location

Aspen Wealth Management, Inc.

9300 W. 110 Th Street, Suite 680

Overland Park KS 66210, United States

Number of offices

1

Most active in

More info

Kansas · Missouri

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 913-491-0500

Advisors at this firm

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user avatar

Stephen S

Series 65

Overland Park, KS

Aspen Wealth Management, Inc.

Stephen Small is a financial advisor with Aspen Wealth Management, Inc. in Overland Park, KS, holding a Series 65 designation and 18 years of industry experience. He has been with Aspen Wealth Management since 2007. Outside of his advisory role, he is the managing member of Swift Investments, LLC, where he oversees investment opportunities and tax return preparation for personal and family investing. Aspen Wealth Management serves individuals, including high-net-worth clients, as well as trusts, estates, foundations, and retirement plans, managing approximately $79.5 million for around 90 clients. The firm provides discretionary investment management and comprehensive financial planning, emphasizing asset allocation and using both fundamental and technical analysis tailored to client objectives.

General retirement planning College savings (529s, UTMA, etc.) Wealth management Retirement income strategy Debt management
user avatar

Tavis H

Series 65

Overland Park, KS

Aspen Wealth Management, Inc.

Tavis Holsinger is a financial advisor at Aspen Wealth Management, Inc. in Overland Park, KS, holding a Series 65 designation with two years of industry experience. He previously worked at Gearing Capital Partners, Inc. for thirteen years before joining Aspen Wealth Management. Aspen Wealth Management serves individuals, including high-net-worth clients, as well as trusts, estates, foundations, and retirement plans. The firm manages approximately $79.5 million across about 90 clients, providing discretionary investment management and comprehensive financial planning with an emphasis on asset allocation and tailored portfolio strategies.

General retirement planning College savings (529s, UTMA, etc.) Wealth management Retirement income strategy Debt management
user avatar

Trevor H

Series 63

Overland Park, KS

Aspen Wealth Management, Inc.

Trevor Holsinger is a financial advisor with Aspen Wealth Management, Inc. in Overland Park, KS, holding a Series 63 designation and 25 years of industry experience. He has been with Aspen Wealth Management since 2000. Outside of his advisory role, he serves as trustee for a personal investment trust focused on evaluating investment opportunities. Aspen Wealth Management serves individuals, including high-net-worth clients, as well as trusts, estates, foundations, and retirement plans, managing approximately $79.5 million for about 90 clients. The firm offers discretionary investment management and comprehensive financial planning, emphasizing asset allocation and using both fundamental and technical analysis to tailor portfolios with regular reviews and rebalancing.

General retirement planning College savings (529s, UTMA, etc.) Wealth management Retirement income strategy Debt management
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