Aspen Wealth Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,670,000
Clients
12
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$305,833
About
Aspen Wealth Advisors provides investment management and comprehensive financial planning primarily for individual clients, managing roughly $3.67 million across a small number of relationships. The firm offers both discretionary and non‑discretionary portfolio management alongside retirement, tax, estate and business‑planning services.
Its investment approach blends passive allocations using index mutual funds and ETFs with fundamental analysis and a mix of long‑ and short‑term trading techniques; the firm also employs tax‑loss harvesting and periodic rebalancing as part of portfolio maintenance. Account supervision includes quarterly reviews with at least annual comprehensive reviews, and the adviser may trade with discretion when clients grant that authority.
Compared with many independent peers, the firm is notable for its very small client base and AUM, and for offering flexible engagement formats such as single‑issue and hourly planning in addition to ongoing plans. It does not participate in wrap fee or performance‑based fee programs, generally does not take custody of client assets (except to withdraw authorized fees), and provides multiple payment options including electronic payments.
Client services
Financial planning
Portfolio management
Expertise
Tax-loss harvesting
Cash flow / budgeting
Business ownership considerations
College savings (529s, UTMA, etc.)
Fee options
Single issue planning $300-$600 depending on complexity
$1 - $99,999: 1.25% $100,000 - $399,999: 1.00% $400,000+: 0.75%
$150 per hour for financial planning
Ongoing quarterly financial planning fees from $375 to $1,500 per quarter
Minimum fee: Upfront fee $750 and up plus ongoing quarterly fees ranging from $375 to $1,500 per quarter for financial planning
Main office location
Aspen Wealth Advisors LLC
Dallas TX, United States
Number of offices
1
Most active in
Aspen Wealth Advisors LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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