ASK Capital Investment Managers

ASK Capital Investment Managers is a state-registered investment adviser that provides portfolio management and related advisory services primarily to individual and high‑net‑worth clients. The firm delivers discretionary management through its ASK Wrap Fee Program and also facilitates access to third‑party money managers, reporting approximately $98 million in discretionary assets across about 100 client accounts and stating no required minimum account opening balance.

The firm operates as the sponsor of its wrap fee program (an arrangement that is uncommon among similar supported firms) and uses a custodial relationship with Charles Schwab for its wrap services. In addition to manager selection and ongoing monitoring, ASK discloses that it may receive a portion of third‑party manager fees, accepts certain brokerage and research services through Schwab, and states its role as an ERISA fiduciary for applicable retirement accounts.

Compared with peers, ASK’s combination of a small advisory team and sponsorship of a dedicated wrap fee program is a notable characteristic, along with documented internal controls such as a written Code of Ethics, annual review procedures, and conflict‑of‑interest disclosures. The firm also notes that it does not charge performance‑based fees and that it seeks to mitigate conflicts by informing clients they are not obligated to implement recommended third‑party manager selections.