Ashby Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$15,600,000
Total clients
58
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
58
Average account size
$268,966
About
Ashby Wealth Management provides discretionary investment management and financial planning to individuals, high‑net‑worth individuals, pension and profit‑sharing plans, and small businesses. Services include individualized portfolio management, limited‑scope hourly projects, and comprehensive ongoing financial planning that results in written or electronic plans.
The firm primarily implements passive investment strategies using low‑cost index mutual funds and exchange‑traded funds, while employing fundamental analysis when preparing investment analyses as part of a client’s financial plan. Portfolios are built to match each client’s investment policy statement and are managed with attention to low turnover and tax efficiency.
Noteworthy aspects include an ongoing retainer‑based comprehensive planning service with an upfront plan development engagement and regular monitoring and annual reviews. The firm also leverages educational conferences and events available through its custodian platform for advisor and client education, and it reports no related‑party affiliations or third‑party compensation that could create additional conflicts of interest.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Quick-start session
Fee options
Up to $1,495 upfront for initial financial plan; $149 to $299 per month ongoing financial planning
0.25% annually
$249 per hour, negotiable
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Ashby Wealth Management, LLC
Kensington CA, United States
Number of offices
1
Forms ADV
Quick links
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