ASG Capital

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Client assets under management

$28,261,743

Clients

100% high-net worth

Advisors

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$1,177,573

About

ASG Capital provides ongoing portfolio management, financial planning, and customized research to high‑net‑worth individuals and institutional clients, including banks, thrift institutions, investment companies, and insurance companies. The firm also acts as adviser and sponsor to four pooled investment vehicles and offers investment supervisory services tailored by Investment Policy Statements.

ASG works with clients on both a discretionary and non‑discretionary basis and documents goals, risk tolerance and asset allocation in individual Investment Policy Statements. The firm uses charting, fundamental and technical analysis and emphasizes global diversification across fixed income and hybrid instruments, including senior and subordinated debt, preferred securities, hybrid corporate bonds and contingent convertible bonds, with periodic (at least quarterly) account review.

ASG is uncommon among similarly sized peers in that it sponsors and advises multiple pooled funds (two domiciled offshore and offered only to non‑U.S. investors) and charges performance‑based fees to at least one private fund, a structure the firm discloses as a potential conflict of interest. Its combination of serving insurance and other institutional clients, managing private pooled vehicles, and providing specialized research on hybrid and contingent‑convertible securities distinguishes its business model from many supported advisory firms.

Client services

Portfolio management Selection of other advisers

Expertise

Wealth management Private / alternative investments Real estate investing

Fee options

Percentage

$250,000 - $999,999: 1.75% $1,000,000+: 1.50%

Performance-based

15% performance fee annually based on the fund's performance over an annual highwater mark for the LFP – ASG Enhanced Income Fund, available only to accredited investors.

Other

Account minimum: $250,000

Main office location

ASG Capital

150 Se 2 Nd Avenue, Suite 704

Miami FL 33131, United States

Number of offices

Most active in

Florida

Disclosures

Business activities & affiliations

Is active or affiliated with:

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

LinkedIn Website 305-760-6531

Advisors at this firm

Steven G

Series 65

Miami, FL

ASG Capital

Steven Groslin is a financial advisor at ASG Capital LLC with 12 years of industry experience. He holds a Series 65 designation and has worked at ASG Capital since 2013. Through his ownership of ASG Asset Management Inc., he acts as a sponsor and adviser to two pooled investment vehicles offered exclusively to non-U.S. investors. ASG Capital provides portfolio management, financial planning, and customized research to high-net-worth individuals and institutional clients, including banks and insurance companies. The firm sponsors multiple pooled funds and focuses on global diversification across fixed income and hybrid instruments, using both fundamental and technical analysis.

Wealth management Private / alternative investments Real estate investing

Ygal C

Series 63, Series 66

Miami, FL

ASG Capital

Ygal Cohen is a financial advisor at ASG Capital with 17 years of industry experience. He holds Series 63 and Series 66 licenses and has been with ASG Asset Management, Inc. and ASG Capital since 2008. Outside of his advisory role, Cohen is the owner of YCO LLC, a real estate company. He also acts as a sponsor and adviser to two pooled investment vehicles offered exclusively to non-U.S. citizens. ASG Capital provides portfolio management, financial planning, and customized research to high-net-worth individuals and institutional clients. The firm advises multiple pooled investment vehicles and emphasizes global diversification across fixed income and hybrid instruments, offering both discretionary and non-discretionary services tailored to individual investment policies.

Wealth management Private / alternative investments Real estate investing

Fabien T

Series 65

Miami, FL

ASG Capital

Fabien Tabouret is a financial advisor at ASG Capital with five years of industry experience. He holds a Series 65 designation and has worked at ASG Capital since 2019. Prior to that, he was employed at CMA-CGM and Dos Consulting. ASG Capital provides portfolio management, financial planning, and customized research to high-net-worth individuals and institutional clients, including banks and insurance companies. The firm offers discretionary and non-discretionary investment services with a focus on global diversification and specializes in hybrid and contingent convertible securities.

Wealth management Private / alternative investments Real estate investing

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