A
Ascend Wealth Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Ascend Wealth Advisors provides investment supervisory services primarily to institutional and pooled-plan clients—including pension and profit-sharing plans, trusts, endowments, foundations, and 401(k) plans—and offers related financial planning only in connection with its advisory services. The firm also conducts no-cost seminars and workshops for general investor education and currently operates with a single principal and no assets under management.
The firm follows a value-driven, fundamental investment philosophy, developing a written investment policy for each account and exercising discretionary authority to construct portfolios that favor companies with strong balance sheets, steady earnings, dividend histories, and international exposure. It relies on a mix of proprietary and third‑party research, may use ETFs or mutual funds for diversification, and occasionally employs limited option strategies such as covered calls and spreads for hedging or income.
Noteworthy features include an affiliation with a public accounting firm that is the owner of the adviser and an ongoing relationship with a third‑party money manager that executes and bills for asset management services under a fee‑sharing arrangement; the brochure discloses past referral activity and a structured split of advisory fees between the adviser and the money manager. The firm also participates in an institutional custody/service program that provides operational benefits (for example, a dedicated trading desk and account services) and runs client education programs, which are less common among peers in this adviser category.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
Active portfolio management
Options & derivatives strategies
Occupation focus
Founder/Business Owner
Retired
Fee options
$0.00 - $3,000,000: 1.50% total annual fee (0.75% AWA share + 0.75% CPS share) $3,000,001 - $5,000,000: 1.00% total annual fee (0.50% AWA share + 0.50% CPS share) $5,000,001+: 0.75% total annual fee (0.375% AWA share + 0.375% CPS share)
Main office location
Ascend Wealth Advisors, LLC
3560 3 Rd Street South
Jacksonville Beach FL 32250, United States
Number of offices
1
Most active in
Ascend Wealth Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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