ArsenEAU Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$42,273,028
Clients
49
29% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
49
HighAverage account size
$862,715
About
Arseneau Financial provides portfolio management, financial planning (one‑time and ongoing), and estate‑planning support to individual and high‑net‑worth clients. The firm reports roughly $42.3 million in discretionary assets under management across fewer than 50 client relationships.
The firm operates as a fiduciary and documents client goals and risk tolerance in Investment Policy Statements, typically managing accounts on a discretionary basis and using a mix of charting, fundamental, quantitative and technical analysis alongside long‑term strategies, options trading, and allocations to private funds and real‑estate vehicles. Clients are required to establish accounts with specified qualified custodians—its brochure identifies institutional relationships with Altruist (and also references Schwab Institutional)—and the firm may select third‑party managers to manage portions of client portfolios.
Noteworthy distinctions disclosed in the brochure include that some firm personnel are licensed insurance agents who may recommend commissionable insurance products, a relationship the firm identifies as a potential conflict of interest, and that the firm maintains an institutional arrangement with Altruist that provides technology support tied to asset levels on that platform. The brochure also notes estate‑planning work can involve third‑party scrivener services or outside attorneys and that those services and associated fees are handled separately from ongoing advisory fees.
Client services
Financial planning
Portfolio management
Selection of other advisers
Estate planning
Expertise
Options & derivatives strategies
Private / alternative investments
Annuities
Occupation focus
Founder/Business Owner
Executive
Fee options
Estate planning fees range from $650 to $1,500, negotiable and agreed upon at engagement start
$1 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.90% annually $2,000,001 - $3,000,000: 0.80% annually $3,000,001 - $4,000,000: 0.70% annually $4,000,001 - $5,000,000: 0.60% annually $5,000,001+: 0.50% annually
Hourly financial planning fees between $150 and $300
Minimum fee: Minimum annual portfolio management fee of $2,500 for ongoing financial planning if AUM fee is below that amount Fee-only: Fixed financial planning fees between $1,500 and $10,000 for one-time plans; ongoing planning fees between $2,500 and $10,000 annually (negotiable)
Main office location
ArsenEAU Financial
240 S State St., We12
Westerville OH 43081, United States
Number of offices
1
Most active in
ArsenEAU Financial has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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