Arman James Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$25,518,000
Clients
135
28% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
135
Very HighAverage account size
$189,022
About
Arman James Investments provides customized portfolio management primarily for individual clients, including both non‑accredited and accredited investors, and emphasizes account accessibility and liquidity. The firm describes a hands‑on service model with client account reviews, direct access to the advisor, and a stated preference for investing only in liquid assets so clients may withdraw funds without lock‑ups.
The firm’s investment process is value‑oriented and research driven: it calculates intrinsic value for prospects, maintains a short list of 20–30 candidates, and constructs concentrated portfolios of roughly 8–10 high‑conviction positions selected from that list. The brochure also states the manager actively trades holdings and may employ option strategies on accounts depending on client risk profiles, reinvesting proceeds when positions reach perceived fair value.
What is distinctive for a small independent adviser is that the firm publishes historical weighted‑average returns and references predecessor/performance results in its investor presentation, and it discloses that it assesses performance‑based fees for certain accredited clients. The materials further note use of option/derivative strategies and include language about restricted distribution, multilingual staff and an investor fund description that characterizes active trading of higher‑risk instruments, all features that are less common among peers.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
$0+: 2% annually (non-accredited investors) $0+: 1% annually (accredited investors)
20% of returns in excess of 4%, charged annually (only for accredited investors)
Account minimum: No minimum; strategy is more cost-effective with portfolios of $50,000 or more
Most active in
Arman James Investments has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")