Arlen Capital, LLC

Frank Mcgoff is an executive vice president at Arlen Capital, LLC with 38 years of industry experience. He has been with Arlen Capital since 2001 and is also affiliated with Arlen Corporation and OSAIC Wealth, Inc. Mcgoff holds Series 63 and Series 65 licenses. Arlen Capital serves individuals, trusts, estates, retirement plans, and business entities by providing investment management, wealth planning, and analysis of third-party managed programs. The firm uses a model portfolio approach based on volatility sensitivity and emphasizes downside-risk measures in its ongoing manager evaluations.

David Nabb is a financial advisor with Arlen Capital, LLC in Warwick, RI, holding a Series 65 designation and 19 years of industry experience. He has worked at Tercet Capital, LLC since 2005 and at Arlen Corporation since 2003. Arlen Capital serves individuals, trusts, estates, retirement plans, and business entities by providing investment management, wealth planning, and analysis of third-party managed programs. The firm manages approximately $331 million in client assets and employs a model portfolio approach focused on volatility sensitivity, using mutual funds and ETFs with active management when appropriate.

Peter Sullivan is a financial advisor at Arlen Capital, LLC in Warwick, Rhode Island, with 49 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Arlen Capital and OSAIC Wealth, Inc. (formerly Royal Alliance Associates, Inc.) since 2001. Sullivan also serves as co-trustee for a family trust, managing fiduciary responsibilities without compensation. Arlen Capital serves individuals, trusts, estates, retirement plans, and business entities by providing investment management, wealth planning, and third-party managed program analysis. The firm employs a suitability-based investment process using model portfolios tailored for volatility sensitivity and emphasizes downside-risk measures in ongoing portfolio monitoring.

Adam Sullivan is a financial advisor with Arlen Capital, LLC in Warwick, RI, holding a Series 66 designation and over 20 years of industry experience. He has worked with OSAIC Wealth, Inc. (formerly Royal Alliance Associates) since 2005 and has been associated with Arlen Capital and Arlen Corporation since 2004. Outside of his advisory role, he serves as a board member for the Metro East Office Park Condominium, a nonprofit corporation. Arlen Capital serves individuals, trusts, estates, retirement plans, and business entities by providing investment management, wealth planning, and analysis of third-party managed programs. The firm employs a model portfolio approach based on volatility sensitivity and emphasizes downside-risk measures in its ongoing portfolio evaluations.