ARIS Capital Strategies, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$8,000,000
Total clients
25
100% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
13
Average account size
$320,000
About
ARIS Capital Strategies, LLC advises individual and high‑net‑worth clients, offering ongoing portfolio management and financial planning services that include individualized Investment Policy Statements and periodic portfolio monitoring. The firm generally recommends a mix of mutual funds, ETFs, equities, fixed income and real estate funds to address retirement, tax and other client objectives.
The firm applies a variety of analytical methods — including charting, fundamental, quantitative, technical analysis and modern portfolio theory — and emphasizes a long‑term trading approach guided by each client’s documented investment policy. ARIS operates on a non‑discretionary basis, with clients retaining final trade authorization, and conducts at least quarterly reviews of accounts while requiring custody at Schwab Institutional.
Notable for a small advisory practice, ARIS’s principals are licensed insurance agents and accept compensation for the sale of insurance products and annuities, and the firm’s brochure discloses affiliated activities related to annuity education and advisor coaching. Those insurance and commission arrangements, together with the firm’s hands‑on, non‑discretionary model and use of Schwab institutional services, mark it as different from many peers where commission‑based product sales and non‑discretionary structures are less common.
Client services
Fee options
Fixed financial planning fees negotiated between $497 and $2,997.
$0 - $500,000: 0.90% $500,001 - $1,500,000: 0.70% $1,500,001+: 0.50%
Insurance product commissions received by certain representatives; commissions are not the firm's primary source of compensation.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Main office location
ARIS Capital Strategies, LLC
Angier NC, United States
Number of offices
1
Forms ADV
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