A
Argosy Investors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,995,000
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Argosy Investors provides discretionary investment management through separately managed accounts for qualifying individuals and entities. The firm generally manages a single, value‑oriented strategy but can offer tailored approaches for specific client circumstances.
The investment process is bottom‑up fundamental analysis focused on estimating intrinsic value, with a typically concentrated portfolio that the firm says will usually hold about 20–40 stocks and is oriented to a long‑term horizon (preferably three to five years or longer). The firm pursues both long‑term growth and special‑situation opportunities, and may invest in smaller‑capitalization or less liquid securities; it can also construct more conservative portfolios by allocating to low‑cost bond funds.
Noteworthy for a firm of this type, Argosy Investors manages a relatively small asset base (roughly $3 million) and is operated by a single principal who runs the advisory practice part‑time while maintaining other business activities, which may affect available resources. The firm distributes a quarterly letter with position commentary to clients, does not accept proxy‑voting authority (clients receive proxies directly), and generally states no formal account minimum, making it accessible to individual investors.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Expertise
Active portfolio management
Concentrated stock management
Fee options
$0 - $1,000,000: 0.75% >$1,000,000+: 1.0%
Main office location
Argosy Investors
617 N Center St
Hickory NC 28601, United States
Number of offices
1
Most active in
Argosy Investors has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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