Arete Financial Solutions, LLC logo

Arete Financial Solutions, LLC

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Total assets under management

$18,923,248

Total clients

154

3% high-net worth

Total advisors

2

of 4 employees

Firm size

Supported

1-3 advisors or $200M+ in AUM

Average clients per advisor

77

Average account size

$122,878

About

Arete Financial Solutions provides portfolio management and financial planning to individuals — including high‑net‑worth clients — as well as corporations and business entities, with no stated account minimum. The firm also acts as portfolio manager and sponsor of a wrap fee program and offers educational seminars and workshops to clients and the public at no cost.

The firm documents client goals and constraints in individualized Investment Policy Statements and delivers both discretionary and non‑discretionary management with periodic (at least quarterly) account reviews. Its investment approach combines fundamental analysis and modern portfolio theory and may employ long‑term strategies as well as margin, short sales and options trading, activities the firm highlights as carrying elevated risk.

What distinguishes Arete from many peers is the principals’ outside professional roles: one principal practices law and provides estate, probate and trust drafting and business formation services, and another is an accountant who may offer accounting services; the firm discloses these relationships and the potential conflicts they can present. Arete’s role as a wrap fee program sponsor and its use of third‑party managed models/TAMP arrangements that can yield fee discounts for the firm are also less common among similar advisers.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

Options & derivatives strategies College savings (529s, UTMA, etc.)

Fee options

Fixed

$250 to $4,500 fixed fee for financial planning

Percentage

$0.00 - $100,000: 1.50% $100,001 - $250,000: 1.30% $250,001 - $500,000: 1.20% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,500,000: 0.85% $2,500,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.75% $10,000,001 - $20,000,000: 0.70% $20,000,001+: 0.60%

Main office location

Arete Financial Solutions, LLC

1626 N. Litchfield Rd., Suite 170

Goodyear AZ 85395, United States

Number of offices

1

Most active in

Arizona

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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