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Archford Capital Strategies, LLC

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Client assets under management

$1,193,913,589

Clients

774

36% high-net worth

Advisors

15

of 45 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

52

Typical

Average account size

$1,542,524

About

Archford Capital Strategies serves individuals, high‑net‑worth clients, trusts, estates, pension and profit‑sharing plans, charitable organizations, corporations, and businesses, providing discretionary and non‑discretionary investment management, financial planning, and retirement plan advisory services. The firm also offers trustee‑related services and specialized client offerings such as a Market Participation Structured Product, a Legacy IRA® charitable distribution program, and Charitable Tracker accounts for 501(c)(3) organizations.

Archford builds customized portfolios using a mix of independent managers, mutual funds, ETFs, individual debt and equity securities, REITs, options strategies, and proprietary concentrated models, generally with a long‑term, asset‑allocation approach informed by fundamental and technical analysis. It oversees third‑party managers, may implement model portfolios, and reviews held‑away assets and employer plan accounts using third‑party platforms and custodial relationships.

Distinctive features disclosed in the brochure include multiple affiliated and white‑label arrangements: an affiliated accounting entity (Archford Accounting, LLC) and filing services, a white‑labeled trust administration partnership with Members Trust Company, and a solicitor relationship with Valmark Advisers, Inc. for fee‑based annuities; the firm also discloses an affiliation with 4J Technologies (Gifting Insider™) that supports charitable giving services and notes these relationships as potential conflicts with stated mitigation measures.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers Newsletters or periodicals Educational seminars or workshops

Expertise

Concentrated stock management Options & derivatives strategies Private / alternative investments Real estate investing Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Founder/Business Owner Executive

Fee options

Commissions

Certain advisory persons earn commissions as registered representatives and insurance agents; Archford itself does not receive commissions

Project-based

Hourly rates range from $100 to $350 per hour for advisory and estate planning services

Other

Account minimum: $2,000 minimum annual fee, negotiable Minimum fee: $2,000 minimum annual fee, negotiable Fee-only: Financial planning ongoing fee up to $250,000 annually; hourly advisory and estate planning fees $100 to $350 per hour

Main office location

Archford Capital Strategies, LLC

13 Wolf Creek, Suite 2

Swansea IL 62226, United States

Number of offices

3

Most active in

Arizona · California · Colorado · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Kentucky · Missouri · Nebraska · New Jersey · New York · North Carolina · Ohio · Tennessee · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Ryan H

Series 65

Swansea, IL

Archford Capital Strategies, LLC

Ryan Haynes is a financial advisor with Archford Capital Strategies, LLC, holding a Series 65 designation and one year of industry experience. Prior to joining Archford in 2023, he participated in a work-study program at McKendree University and worked at Papa John's. Archford Capital Strategies serves individuals, trusts, pension and profit-sharing plans, charitable organizations, corporations, and businesses by providing portfolio management, financial planning, and retirement plan advisory services. The firm employs a customized, primarily long-term investment approach using a variety of vehicles, including independent managers, mutual funds, ETFs, and privately placed investments for qualified clients.

Concentrated stock management Options & derivatives strategies Private / alternative investments Real estate investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Isaac Y

Series 65

Swansea, IL

Archford Capital Strategies, LLC

Isaac Young is a financial advisor at Archford Capital Strategies, LLC with a Series 65 designation and one year of industry experience. His prior roles include positions at FICO and ByTheYard, as well as teaching at Jordan High School and Jordan Middle School. Archford Capital Strategies serves individuals, trusts, pension and profit-sharing plans, charitable organizations, corporations, and businesses by providing portfolio management, financial planning, and retirement plan advisory services. The firm focuses on customized, primarily long-term portfolio construction using a range of investment vehicles and also offers specialized solutions such as options strategies and Market Participation Structured Products.

Concentrated stock management Options & derivatives strategies Private / alternative investments Real estate investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Laura W

Series 63, Series 65, Series 66

Swansea, IL

Archford Capital Strategies, LLC

Laura Williams Lawrence is a financial advisor with Archford Capital Strategies, LLC, holding Series 63, 65, and 66 licenses and bringing nine years of industry experience. She has been with Archford Capital Strategies since 2016. Outside of her advisory role, she serves as treasurer for the nonprofit Boots on the Green and as president of a local Soccer Booster Club. Archford Capital Strategies provides portfolio management, financial planning, and retirement plan advisory services to individuals, trusts, pension plans, charitable organizations, and businesses. The firm focuses on customized, primarily long-term portfolio construction using a range of investment vehicles and offers specialized solutions including options strategies and Market Participation Structured Products.

Concentrated stock management Options & derivatives strategies Private / alternative investments Real estate investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Paul A

CFA®, Series 63

Swansea, IL

Archford Capital Strategies, LLC

Paul Alegnani is a CFA® charterholder with seven years of industry experience. He has been with Archford Capital Strategies, LLC since 2018 and previously worked at Bank of America, N.A. from 2009 to 2018. Archford Capital Strategies serves individuals, trusts, pension and profit-sharing plans, charitable organizations, corporations, and businesses by providing portfolio management, financial planning, and retirement plan advisory services. The firm focuses on customized, primarily long-term portfolio construction using a variety of investment vehicles and offers specialized solutions such as options strategies and Market Participation Structured Products.

Concentrated stock management Options & derivatives strategies Private / alternative investments Real estate investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

John P

Series 65

Swansea, IL

Archford Capital Strategies, LLC

John Perry is a financial advisor with Archford Capital Strategies, LLC, holding a Series 65 designation and starting his advisory career in 2024. Before joining Archford, he worked in educational roles at Wake Forest University, Creighton University, and St. Louis University High School. Archford Capital Strategies serves individuals, including high-net-worth clients, as well as trusts, pension plans, charitable organizations, and businesses by providing portfolio management, financial planning, and retirement plan advisory services. The firm focuses on customized, long-term portfolio construction using a variety of investment vehicles and offers specialized solutions such as options strategies and Market Participation Structured Products.

Concentrated stock management Options & derivatives strategies Private / alternative investments Real estate investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Jacob H

Series 65

Swansea, IL

Archford Capital Strategies, LLC

Jacob Hong is a financial advisor at Archford Capital Strategies, LLC with 10 years of industry experience. He holds a Series 65 designation and has been with Archford since 2014. Archford Capital Strategies serves individuals, trusts, pension and profit-sharing plans, charitable organizations, corporations, and businesses by providing portfolio management, financial planning, and retirement plan advisory services. The firm focuses on customized, primarily long-term portfolio construction using a range of investment vehicles and offers specialized solutions including options strategies and Market Participation Structured Products.

Concentrated stock management Options & derivatives strategies Private / alternative investments Real estate investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Joseph S

Series 65

Swansea, IL

Archford Capital Strategies, LLC

Joseph Schmidt is a financial advisor at Archford Capital Strategies, LLC with a Series 65 designation and one year of industry experience. Prior to joining Archford, he worked with Hartford Athletic and Charleston Battery and has experience in collegiate and high school settings. Archford Capital Strategies serves individuals, trusts, pension and profit-sharing plans, charitable organizations, corporations, and businesses with portfolio management, financial planning, and retirement plan advisory services. The firm employs a customized, primarily long-term investment approach using various vehicles including independent managers, mutual funds, ETFs, and private placements, while also offering specialized solutions such as options strategies and Market Participation Structured Products.

Concentrated stock management Options & derivatives strategies Private / alternative investments Real estate investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Samuel H

CFP®, ChFC®, Series 63, Series 66

Swansea, IL

Archford Capital Strategies, LLC

Samuel Hanger is a CFP® and ChFC® with 11 years of industry experience. He has been with Archford Capital Strategies, LLC since 2015 and previously worked at PURSHE KAPLAN STERLING INVESTMENTS, Inc. and Private Client Services. He serves on the Foundation Board of Finance Committee at the Southern Illinois College of Belleville, overseeing investments and expenditures. Archford Capital Strategies serves individuals, trusts, pension and profit-sharing plans, charitable organizations, corporations, and businesses with portfolio management, financial planning, and retirement plan advisory services. The firm offers customized, primarily long-term portfolio construction using various investment vehicles and specialized solutions such as options strategies and Market Participation Structured Products.

Concentrated stock management Options & derivatives strategies Private / alternative investments Real estate investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Joseph M

Series 66

Swansea, IL

Archford Capital Strategies, LLC

Joseph Maher is a financial advisor at Archford Capital Strategies, LLC with a Series 66 designation and two years of industry experience. He also works as a staff tax accountant at Archford Accounting, a non-investment-related business activity. Archford Capital Strategies serves individuals, trusts, pension and profit-sharing plans, charitable organizations, corporations, and businesses, offering portfolio management, financial planning, and retirement plan advisory services with a focus on customized, long-term portfolio construction and specialized investment solutions.

Concentrated stock management Options & derivatives strategies Private / alternative investments Real estate investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Robert S

Series 66

Swansea, IL

Archford Capital Strategies, LLC

Robert Schlueter is a financial advisor with Archford Capital Strategies, LLC, holding a Series 66 designation and 24 years of industry experience. He has worked at Archford since 2013 and previously at Purshe Kaplan Sterling Investments and Private Client Services. Archford Capital Strategies serves individuals, trusts, pension and profit-sharing plans, charitable organizations, corporations, and businesses, offering portfolio management, financial planning, and retirement plan advisory services. The firm emphasizes customized, primarily long-term portfolio construction using a range of investment vehicles and provides ongoing monitoring and client reporting.

Concentrated stock management Options & derivatives strategies Private / alternative investments Real estate investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Dustin M

Series 65

Clayton, MO

Archford Capital Strategies, LLC

Dustin Mercer is a financial advisor at Archford Capital Strategies, LLC with a Series 65 credential and one year of industry experience. Prior to joining Archford, he worked at Murray State and Virginia Tech and taught at Weddington High School. Archford Capital Strategies serves individuals, trusts, pension and profit-sharing plans, charitable organizations, corporations, and businesses by providing portfolio management, financial planning, and retirement plan advisory services. The firm emphasizes customized, primarily long-term portfolio construction using a variety of investment vehicles and also offers specialized solutions such as options strategies and Market Participation Structured Products.

Concentrated stock management Options & derivatives strategies Private / alternative investments Real estate investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Marnie D

Series 63

Swansea, IL

Archford Capital Strategies, LLC

Marnie Deschaine Venneman is a financial advisor at Archford Capital Strategies, LLC with 26 years of industry experience. She holds a Series 63 designation and has been with Archford since 2015. Archford Capital Strategies serves individuals, trusts, pension and profit-sharing plans, charitable organizations, corporations, and businesses, offering portfolio management, financial planning, and retirement plan advisory services. The firm focuses on customized, primarily long-term portfolio construction using a variety of investment vehicles and provides specialized solutions such as options strategies and Market Participation Structured Products.

Concentrated stock management Options & derivatives strategies Private / alternative investments Real estate investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

David S

Series 65

St. Louis, MO

Archford Capital Strategies, LLC

David Stoll is a financial advisor at Archford Capital Strategies, LLC in St. Louis, MO, holding a Series 65 designation with five years of industry experience. His prior roles include positions at Severin Investments and Auto Assure. Archford Capital Strategies serves individuals, trusts, pension and profit-sharing plans, charitable organizations, corporations, and businesses with portfolio management, financial planning, and retirement plan advisory services. The firm focuses on customized, primarily long-term portfolio construction using a range of investment vehicles and offers specialized solutions such as options strategies and Market Participation Structured Products.

Concentrated stock management Options & derivatives strategies Private / alternative investments Real estate investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Daniel O

Series 65

Livingston, NJ

Archford Capital Strategies, LLC

Daniel O'Rourke is a financial advisor at Archford Capital Strategies, LLC with a Series 65 designation. He joined Archford in 2024 and has prior experience at the University of South Carolina and Indiana University. Archford Capital Strategies serves individuals, trusts, pension plans, charitable organizations, and businesses by providing portfolio management, financial planning, and retirement plan advisory services. The firm uses a customized, primarily long-term investment approach with a variety of investment vehicles and offers specialized solutions including options strategies and charitable giving programs.

Concentrated stock management Options & derivatives strategies Private / alternative investments Real estate investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

James M

CFP®, Series 63, Series 66

Swansea, IL

Archford Capital Strategies, LLC

James Maher is a CFP® with 29 years of industry experience, currently serving at Archford Capital Strategies, LLC. He has held roles at Valmark Securities, Inc., Private Client Services, and Purshe Kaplan Sterling Investments, Inc., and has operated his own legal and consulting practices. Maher is a member of several nonprofit boards, including St. Louis Children’s Hospital Foundation and St. Louis Community Foundation. Archford Capital Strategies provides portfolio management, financial planning, and retirement advisory services to individuals, trusts, pension plans, charitable organizations, and businesses. The firm focuses on customized, long-term portfolio construction using a range of investment vehicles and offers specialized solutions such as options strategies and Market Participation Structured Products.

Concentrated stock management Options & derivatives strategies Private / alternative investments Real estate investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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