APS Investment Management Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$171,504,096
Total clients
550
9% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
275
Average account size
$311,826
About
APS Investment Management Group serves individual clients (including high-net-worth individuals) and corporate clients such as employer plan sponsors, providing comprehensive portfolio management through a firm-sponsored wrap fee program and offering pension consulting services. The firm reports about $171.5 million in discretionary assets under management and approximately 550 client relationships supported by two advisors.
Wrap accounts are managed on an individualized, discretionary basis using a combination of fundamental and technical analysis and strategies that range from long-term holdings to short-term trading, with cash balances often held in conservative instruments for liquidity and fee debiting. Accounts are reviewed at least quarterly (with verbal reviews by financial advisors by default), and the firm generally does not allow client-imposed investment restrictions except in limited instances within its wrap program.
The firm is notable for an unusually high client-to-advisor ratio (well over 200 clients per advisor) paired with sponsoring its own wrap fee program, a structure that is uncommon among peers. Advisors are registered representatives of LPL Financial and licensed insurance agents, and the firm facilitates commissionable securities and insurance sales and uses LPL as its recommended custodian—arrangements the brochure discloses as potential conflicts of interest.
Client services
Fee options
Commission-based sales of securities including mutual funds and insurance products by supervised persons registered with LPL Financial.
Generally $250/hour for pension consulting services, negotiable depending on circumstances.
Account minimum: $100,000
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
APS Investment Management Group
240 North Main Street
Jackson CA 95642, United States
Number of offices
2
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