Apricity Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$110,796,561
This total excludes 11 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
67
49% high-net worth
Total advisors
4
of 6 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
17
Average account size
$1,653,680
About
Apricity Financial is an SEC‑registered adviser that serves individuals (including high‑net‑worth clients), businesses, and retirement plans. The firm provides wealth management and discretionary portfolio management, financial planning (both ongoing and standalone/ad‑hoc), retirement plan advisory, and private fund advisory services, and reports approximately $110.8 million in assets under management with a four‑person advisory team.
The firm generally constructs long‑term, asset‑allocated portfolios that emphasize low‑cost, diversified ETFs alongside individual stocks, bonds, mutual funds and selected alternative investments, using fundamental analysis and regular monitoring to inform rebalancing and portfolio adjustments. Financial planning is typically integrated into wealth management engagements, while retirement plan services and bespoke planning engagements are offered under separate agreements.
Apricity Financial discloses that it may charge performance‑based fees for certain Qualified Clients invested in specified alternative investments and that it acts as adviser to private pooled vehicles; the brochure also notes that certain supervised persons serve as Co‑Developers on the Strata Opportunity Zone series of funds. The firm is affiliated with Apricity Advisors for insurance product sales (with commission compensation) and maintains an institutional relationship with Charles Schwab that provides software and other economic benefits, all of which are disclosed as potential conflicts in the brochure.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Wealth management
Private / alternative investments
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Retired
Fee options
Standalone and ad hoc financial planning services up to $50,000 per engagement; ongoing financial planning fees ranging from $500 to $5,000 per month.
$0 - $1,000,000: 1.50% annually $1,000,001 - $3,000,000: 1.00% annually $3,000,001+: 0.75% annually
Performance-based fees charged on gains in accounts of Qualified Clients with certain alternative investments; 20% on returns greater than 3x the investment.
Main office location
Apricity Financial, LLC
Mystic CT, United States
Number of offices
4
Most active in
Apricity Financial, LLC has reported serving >5 clients in these states in the last 12 months.
California · Connecticut · Louisiana · Massachusetts · Mississippi · New York · North Carolina · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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