Appaloosa Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$88,600,000
Clients
65
31% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
65
HighAverage account size
$1,363,077
About
Appaloosa Wealth Management serves a mix of individuals (including high‑net‑worth clients), pension and profit‑sharing plans, charitable organizations, and business entities. The firm offers ongoing portfolio management, financial planning, selection of third‑party advisers, and employer‑sponsored retirement plan advisory services such as platform recommendations, plan design, investment option selection, participant education, and administrative support.
The firm documents client objectives and risk tolerances in an Investment Policy Statement and tailors portfolios and model allocations to those parameters. Its investment process draws on fundamental, technical, charting and quantitative analysis and modern portfolio theory, employing both long‑term and short‑term trading under discretionary and non‑discretionary arrangements.
What is distinctive for a firm of this type is its explicit advisory work for employer‑sponsored retirement plans (including participant education and administrative support), a service line that is statistically uncommon among peers. The brochure also highlights advice across a broad investment universe — including hedge funds, private equity, venture capital, and private placements — and discloses that a firm representative engages in insurance brokerage activities, which the firm notes may present potential conflicts of interest.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
College savings (529s, UTMA, etc.)
Real estate investing
Private / alternative investments
Fee options
Financial planning fixed fees between $500 and $15,000 (negotiable)
Under $500,000 - $500,000: 1.50% $500,000 - $1,000,000: 1.25% $1,000,000 - $3,000,000: 1.00% $3,000,000+: negotiable
$250 per hour (negotiable)
Fee-only: Financial planning fixed fees from $500 to $15,000 (negotiable); hourly fees $250/hour (negotiable)
Main office location
Appaloosa Wealth Management LLC
Crown Centre 5005 Rockside Road, Suite 600
Independence OH 44131, United States
Number of offices
2
Most active in
Appaloosa Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")