Apollon Wealth Management, LLC

Apollon Wealth Management is an SEC‑registered enterprise advisory firm that serves individuals (including high‑net‑worth clients), families and family offices, businesses, charitable organizations, retirement plans and pooled investment vehicles. It delivers investment management, financial planning, retirement plan advisory (including ERISA 3(21)/3(38) services), sub‑advisory and consulting services through a network of roughly 125 investment advisor representatives operating under multiple DBAs and manages approximately $11.6 billion in client assets with an additional pool of assets under advisement.

The firm combines centrally managed model strategies overseen by an Investment Committee with locally managed office strategies where individual IARs retain portfolio decision responsibility, and it applies primarily fundamental analysis alongside tactical allocations and long‑term holdings. Apollon offers ESG risk‑based models and Direct Indexing with ESG overlays, uses back‑tested scenarios as one input (not the sole determinant), employs third‑party Sub‑Managers when appropriate, and incorporates tax management tools such as tax‑loss harvesting in applicable strategies.

Compared with many peers, Apollon operates a wide and branded DBA network and maintains several specialty businesses — notably a CJ Lawrence division that provides UIT portfolio consulting and markets UITs, and an active private funds program (including private credit funds) as well as sub‑advisory roles for insurance‑dedicated funds and PPLI strategies. The firm also discloses notable operational features and relationships that distinguish it: broad multi‑custodian and third‑party technology use (e.g., Orion, SmartX, Pontera), use of generative AI tools in research and modeling, and minority ownership ties to Merchant/related investment platforms and placement channels that can lead to proprietary or affiliated investment opportunities and related conflicts disclosed in its brochure.