Apex Capital Management, L.L.C.

Apex Capital Management, LLC provides written financial planning, ongoing portfolio management, and retirement plan advisory services to individuals (including high‑net‑worth clients) as well as plan sponsors and participants. As of December 31, 2025 the firm reported roughly $225 million in discretionary assets under management for about 332 clients and operates with a four‑advisor team.

The firm relies on fundamental analysis to establish asset allocation and typically implements long‑ and short‑term purchases through discretionary management on custodial platforms such as SEI Private Trust Company, and it offers both comprehensive and segmented written plans and hourly consultations. For retirement accounts Apex provides both non‑discretionary fiduciary consulting and discretionary fiduciary management (including ERISA 3(38) style services) and discloses an impartial conduct standard to address conflicts when recommending rollovers to IRAs it would manage.

Apex is affiliated with one or more certified public accounting firms that offer separate accounting and tax services to clients under distinct engagement agreements, a relationship the firm discloses as a potential conflict of interest and manages through disclosure and adherence to fiduciary duties. The firm also participates in SEI’s Advisor Benefits Program, appears on the Wealthramp referral platform, and manages annuity products through sponsors that act as custodians (Ameritas and Jackson National), arrangements that influence how some services and custodial relationships are delivered.