A
Anvik Advisers LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$27,000,000
Clients
6
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$4,500,000
About
Anvik Advisers LLC provides discretionary portfolio management to individuals, pension and profit‑sharing plans, trusts, estates and business entities, using equity securities, ETFs, fixed income and option transactions. The firm’s brochure reports management of approximately $4.8 million and a very small number of client accounts.
The investment approach emphasizes long‑term capital appreciation through selection of common stocks the firm views as undervalued, while employing a covered‑call (buy‑write) program and interest‑paying debt to generate income; protective puts and collar strategies are used selectively for downside protection. Research and trading are driven by fundamental, technical and charting analysis performed daily, and the adviser typically exercises discretionary authority subject to client‑imposed restrictions.
According to regulatory disclosures, the firm serves as a wrap‑fee program sponsor, a structure that is uncommon among independent advisers and may consolidate advisory and transaction services for participating clients. The firm’s client base is highly concentrated, and its managing personnel have prior registered options principal and options‑strategy supervisory experience; the brochure also discloses past FINRA regulatory and arbitration matters involving supervisory roles, which prospective clients may wish to review.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
1.75% annually for equity portfolios; 0.40% annually for bond positions
Main office location
Anvik Advisers LLC
Mill Valley CA, United States
Number of offices
2
Most active in
Anvik Advisers LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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