A
Anthony J. Mancini, I.A.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,000,000
Total clients
10
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
10
Average account size
$600,000
About
Anthony J. Mancini, I.A. provides investment supervisory services primarily to individual clients (more than 75% of its client base) and also works with pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm reports a small client base and manages accounts on a discretionary basis while also maintaining an insurance license to offer life and health insurance products to advisory clients.
The firm uses a mix of analytical methods — including charting, fundamental, technical and cyclical analysis — and reviews portfolios monthly to monitor objectives and account activity. Accounts are custodied at Fidelity and the advisor uses Advent portfolio software for account reporting and portfolio accounting; clients can choose fee arrangements billed as asset-based fees, fixed fees, or hourly charges.
Compared with most independent solo advisers, the firm’s use of commissions and brokerage referral arrangements is notable; the brochure discloses customary commissions, directed brokerage to referring brokers, and that Fidelity provides substantial Advent maintenance support. The combination of a very small practice (roughly 10 clients and $6 million in assets), discretionary management, insurance licensing, and these brokerage/software relationships is atypical among peers.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
Dependent on client needs and services performed; based on individual negotiations
$0 - $5,000,000: 1.25% $5,000,000+: 1.00%
$150.00 per hour
Main office location
Anthony J. Mancini, I.A.
Palm Springs CA, United States
Number of offices
1
Most active in
Anthony J. Mancini, I.A. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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