Anthony Investment Management, LLC

Anthony Investment Management serves individuals (including high‑net‑worth clients), charitable organizations, corporations and other business entities, trusts and estates, and sponsors of employer‑sponsored retirement plans. The firm provides investment supervisory (portfolio management) services, financial planning and consulting, investment consulting, and retirement plan consulting, and reports about $73.5 million in discretionary assets under management and $57.3 million in assets under advisement.

The firm builds individualized client profiles that assess income, liquidity needs, tax sensitivity, investment time horizon and risk tolerance, and constructs tailored portfolios using mutual funds, ETFs, individual equities, fixed income securities, REITs and certificates of deposit, with the option for shorter‑term tactical asset allocation shifts. AIM places greater emphasis on fundamental analysis, typically seeks discretionary authority for ongoing management, and offers non‑discretionary consulting engagements for specific projects.

AIM is notable among similarly sized independent advisers for its active retirement plan and pension consulting work: it provides ERISA plan‑sponsor services such as plan design, fiduciary best‑practices assessments, provider reviews, fund‑menu design, and ongoing monitoring, and also serves charitable and corporate clients in addition to individual investors. The brochure discloses that the firm manages client assets in‑house rather than selecting outside managers and identifies potential conflicts tied to recommendations about retirement‑account rollovers.