Annex Wealth Management, LLC

Annex Wealth Management is an SEC‑registered enterprise advisory firm that manages roughly $8.05 billion for about 9,800 clients representing over 6,700 households, serving individuals (including high‑net‑worth clients), pension and profit‑sharing plans, charitable organizations, trusts, and corporate entities. The firm provides comprehensive wealth management and financial planning, discretionary portfolio management, retirement/pension consulting, and a consumer‑facing, goals‑based online service branded as Annex Ignite.

The firm’s investment process is team‑oriented, driven by a regular Investment Committee and a core‑and‑tactical framework that blends ETFs, mutual funds, individual equities and fixed income, options strategies, and selective allocations to alternative investments and custom/direct indexing. Accounts are typically managed on a discretionary basis with ongoing monitoring, rebalancing, and inclusion of cash and cash equivalents as an asset class; the firm also offers sub‑advisory relationships and held‑away participant account management for defined contribution plans.

Annex’s business model includes several features that are uncommon among large enterprise peers: it has a controlling interest in an accounting firm (Maller Peterson LLC) and operates Annex Tax Services, its advisory personnel include licensed insurance agents who operate through an affiliate (Annex Insurance Services) with commissions from insurance sales directed to the Annex Charitable Foundation, and it regularly distributes reports, newsletters, white papers and workshops to clients and prospects. These cross‑disciplinary capabilities—accounting/tax affiliation, insurance product distribution, and ongoing periodical publications—are notable distinctions called out in the firm’s Form ADV.