Angell Capital Management, LLC

Angell Capital Management provides personalized financial planning and investment management to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, estates, charitable organizations and small businesses. Services described in the brochure include written financial plans, ongoing investment supervisory services, and ERISA plan consulting and participant education; investment supervisory fees are assessed as a percentage of assets under management while planning is billed as a fixed fee.

The firm’s investment approach centers on asset allocation, using traditional methods alongside quantitative analysis and behavioral finance, with mutual funds and ETFs as core holdings. ACM states that it generally operates on a non‑discretionary basis—reporting approximately $86.7 million under non‑discretionary management as of December 31, 2024—and it documents client objectives in investment policy statements and obtains client consent before executing trades.

Compared with many peers, the brochure gives particular attention to risks related to underlying funds’ investment practices (including the use of derivatives in those vehicles), signaling awareness of derivative‑related exposures in client portfolios. The combination of a small advisory team, predominately non‑discretionary management, and a role as an ERISA Section 3(21) fiduciary providing participant education and plan monitoring distinguishes ACM’s service mix from many firms of similar size.