A
Andre Caubarreaux
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$15,634,213
Total clients
58
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
58
Average account size
$269,555
About
The firm is a small, independent, fee‑only advisory practice serving individuals, trusts, estates, charitable organizations, pension and profit‑sharing plans, and small businesses. It provides personalized financial planning and ongoing investment management covering retirement planning, tax and cash‑flow analysis, education funding, and estate planning, and offers asset‑based management alongside hourly and fixed‑fee engagements.
Investment management is primarily discretionary and uses an active, tactical asset‑allocation approach that may include mutual funds, variable annuity subaccounts, equities and fixed‑income securities. The adviser uses multiple analysis methods (fundamental, technical, charting and cyclical analysis) and conducts quarterly or more frequent account reviews after an initial face‑to‑face evaluation.
Noteworthy for a solo independent firm, the adviser holds a life, health and variable‑annuity insurance license in addition to securities principal registrations, allowing the firm to advise on insurance and variable‑annuity products while maintaining a stated fee‑only, non‑affiliated stance — a combination that is relatively uncommon among peers. The practice is a debt‑free sole proprietorship managing about $15.6 million for roughly 58 clients and documents a succession contact to refer clients in the event of serious disability or death.
Client services
Financial planning
Portfolio management
Selection of other advisers
Fee options
Financial plan fee ranging from $500 to $2,500, negotiable; Retainer Agreement fee $500 annually, negotiable
$0 - $1,000,000: 2% $1,000,000+: Negotiable fee or negotiable yearly fee
Hourly rate of $150.00 for limited scope engagements
Account minimum: $10,000.00 Minimum fee: Minimum annual fee of $200.00, negotiable Fee-only: Financial planning fees from $500 to $2,500; hourly rate $150/hour; retainer fee $500 annually; all fees negotiable
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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